Currently details about any individual who has been disciplined publicly by CFP Board or whom generated a bankruptcy proceeding disclosure to CFP panel which arranged to keep on CFP panel’s internet site pursuant on CFP Board personal bankruptcy Disclosure processes that have been in place until June 30, 2020.
CFP Board in addition supplies backlinks to many other internet sites that’ll render other information about CFP® gurus: the monetary Industry Regulatory Authority’s (FINRA) BrokerCheck web site (for professionals who are at the mercy of FINRA’s oversight); the Securities and Exchange Commission’s (SEC) expense agent general public Disclosure internet site (if you are at the mercy of the SEC’s oversight); any office regarding the Comptroller on the Currency’s (OCC) Enforcement Actions internet site (for all those people who are at the mercy of OCC oversight); therefore the website for all the united states Securities Administrators organization plus the state Association of insurance policies Commissioners, which offer email address for county securities regulators and condition insurance coverage divisions. CFP panel isn’t accountable for the precision, dependability, or completeness associated with all about these websites. For no reason shall CFP Board feel held accountable or responsible, directly or ultimately, regarding loss or scratches caused or purported to currently brought about to a user regarding the using or dependence on any contents, goods, or treatments available on these outside websites.
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